About JNK Securities
Uphold Securities Inc. is a New York City based broker‐dealer, established in 1993 which offers boutique 3rd party research based upon our exclusive partnerships doing institutional business under the JNK Securities banner. JNK Securities was purchased by Uphold Inc. on March 31, 2021. Uphold was founded in 2013 and is a digital wallet and trading platform that makes cryptocurrencies and other assets affordable and accessible. For information about these non-securities services go to www.uphold.com.
We treat compliance as a top priority of the Firm. Every piece of written research as well as every event invite undergoes a strict first-party compliance review prior to client receipt. Additionally, each of our 3rd party research partners undergoes a quarterly compliance review and signs a quarterly compliance attestation kasinot. Our compliance procedures have been vetted and approved by a multitude of funds and we are happy to discuss any aspect of them. (Please see CCO contact information below.)
Our 3rd Party Research Providers are not affiliates, employees or associated persons of JNK Securities and we have an exclusive contractual agreement with each of our Research Providers ("Partners"). Views articulated by our 3rd Party Research Providers represent their experienced professional opinions rather than that of JNK Securities.
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Uphold Securities Inc is a member of SIPC, FINRA, SEC and NYSE. JNK Securities makes the information on this website ("site") available as a service to visitors, to be used for informational purposes only. For any questions regarding JNK Securities's compliance policies or procedures, please contact our Chief Compliance Officer: Curt Snyder – firstname.lastname@example.org - 212-885-6314